HEDGE FUND MODEPASS OPERATIONAL DUE DILIGENCE ON THE FIRST REQUEST
FINRA- and SEC-aligned AI governance for hedge funds and family offices. Stand up a defensible program in days, hand allocators a one-click evidence pack, and defend against AI-washing enforcement with substantiation tied to your live registers.
The Problem
The 2026 regulatory and allocator environment shifted from guidance to accountability. Funds that cannot show their work get fined, get screened out, or both.
AI-washing enforcement is here
The SEC has already fined advisers (Delphia, Global Predictions) for overstating AI in marketing. Your Form ADV Part 2A disclosures need substantiation, not slogans — and the next sweep is looking at trading.
Allocators are asking harder ODD questions
Operational due diligence teams want written supervisory procedures, retention schedules, vendor controls, and AI governance evidence on the first request. Funds without a written program get screened out before the first call.
Spreadsheets do not pass an exam
Ad-hoc tracking of WSPs, policies, and SEC Rule 17a-4 retention does not survive a FINRA cycle exam or an SEC sweep on AI use in trading. You need a defensible, versioned program — not a shared drive.
What You Get
Four outcomes your CCO, your IC, and your allocators all care about.
Defensible AI governance in days
Pre-seeded WSPs, policies, controls, regulatory obligations, and a record-retention schedule give your CCO a working program on day one — not after a six-month implementation.
ADV Part 2A with Exhibit A substantiation
Aslan AI drafts your Item 8 / 11 / 14 / 18 narrative and produces an Exhibit A claim-to-record table linked to your live AI systems, use cases, suppliers, risks, and policies — your AI-washing defense.
One-click ODD evidence pack
A single signed ZIP bundles approved WSPs, policies, controls, retention schedule, ADV Part 2A draft, and the live ODD scorecard for allocators and consultants. Hand it over and move on.
Board-ready ODD scorecard
The 7-domain weighted scorecard (Governance, Policies, Controls, Compliance, Records, Risk, Vendor) replaces tracker spreadsheets with a single page the CCO can hand the CIO and the board.
ODD Compliance Scorecard — investor-graded readiness across seven domains.
Included In The Pack
Eight purpose-built capabilities, every one of them mapped to a FINRA or SEC obligation your fund already owns.
Pricing
Transparent. Self-serve. No implementation fee.
Required base subscription that delivers the full RAIC AI governance platform and unlocks the Hedge Fund add-on.
Annual overlay that activates every WSP, policy, control, retention schedule, ADV Part 2A, and ODD capability listed above.
Purchase directly from the in-product billing page. No separate tenant, no migration, no implementation fee.
Why Now
The cost of a deficiency letter, a failed ODD, or an AI-washing enforcement action dwarfs the cost of standing up a defensible program today.
- SEC AI use in trading is a 2026 exam priority: deficiency-letter costs dwarf the cost of a program.
- Allocators are formalizing AI questions in their ODD checklists this cycle: funds without a written program get screened out early.